Publications

The Office of University Audits provides various audit services throughout the University community. As part of an effort to help departments improve on their operational controls we have developed the following guides.

The Fraud TriangleThe Fraud Triangle

This guide defines the Red Flags of Fraud, describes how and why fraud happens, and gives you tips on how to spot it.
Brochure

Documenting ProceduresDocumenting Procedures

This guide covers the what, why, and how of documenting procedures. Download the pamphlet to help you improve documentation in your area.
Brochure

segregation of dutiesSegregation of Duties

Segregation of duties is a key management tool. When properly segregated, tasks and associated privileges for a specific business process are distributed among multiple employees. Learn more from our pamphlet.
Brochure

Continuity PlanningContinuity Planning

In its business continuity plan, each unit should consider these priority functions and describe its business continuity measures to ensure that the processes supporting these functions continue to work.
Brochure

Case StudiesCase Studies

Sometimes the best way to explain a concept is through examples. To help illustrate some audit concepts, University Audits has prepared 5 case studies.
Case Studies Document

Best PracticesIT Control Best Practices

This guide describes the universe of best practices (general and specific) for controlling information technology.
Best Practices Document